-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ex/OJl7XIZnzUwIT566IXmd2cJPZPRnzi15IFIb6ifPNN43ndQwiXQkjwPxoi80C YOTcby11EUDiMhPo/vA8pQ== 0000902691-99-000002.txt : 19990624 0000902691-99-000002.hdr.sgml : 19990624 ACCESSION NUMBER: 0000902691-99-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990528 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MDC HOLDINGS INC CENTRAL INDEX KEY: 0000773141 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 840622967 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-36619 FILM NUMBER: 99637010 BUSINESS ADDRESS: STREET 1: 3600 S YOSEMITE ST STE 900 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3037731100 MAIL ADDRESS: STREET 1: 3600 S YOSEMITE ST STREET 2: SUITE 900 CITY: DENVER STATE: CO ZIP: 80237 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MIZEL LARRY A CENTRAL INDEX KEY: 0000902691 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3600 S YOSEMITE ST STREET 2: STE 900 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3037731100 MAIL ADDRESS: STREET 1: 3600 S YOSEMITE ST STREET 2: STE 900 CITY: DENVER STATE: CO ZIP: 80237 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. 18) M.D.C. Holdings, Inc. --------------------- (Name of Issuer) Common Stock, $.01 Par Value Per Share -------------------------------------- (Title of Class of Securities) 552676 10 8 ----------- (CUSIP Number) Check the following box if a fee is being paid with this statement o. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 CUSIP No. 552676 10 8 Page 2 of 5 ROW 1. NAME OF REPORTING PERSON S.S. OF I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Larry A. Mizel ###-##-#### ROW 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Not Applicable (a) --- (b) --- ROW 3. SEC USE ONLY ROW 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ROWS 5 THROUGH 8 - NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ROW 5. SOLE VOTING POWER -- 3,142,344 shares ROW 6. SHARED VOTING POWER -- 1,411,929 shares ROW 7. SOLE DISPOSITIVE POWER -- 3,142,344 shares ROW 8. SHARED DISPOSITIVE POWER -- 1,505,961 shares ROW 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,554,273 shares ROW 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES X - Excludes 94,032 shares for which reporting person disclaims beneficial ownership. See Item 4(c)(iv). ROW 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.4% ROW 12. TYPE OF REPORTING PERSON IN CUSIP No. 552676 10 8 Page 3 of 5 Item 1(a) Name of Issuer: M.D.C. Holdings, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 3600 South Yosemite Street, Suite 900 Denver, Colorado 80237 Item 2(a) Name of Person Filing: Larry A. Mizel Item 2(b) Address of Principal Business Office, or, if none, Residence: 3600 South Yosemite Street, Suite 900 Denver, Colorado 80237 Item 2(c) Citizenship: United States of America Item 2(d) Title of Class of Securities: common stock, $.01 par value per share Item 2(e) CUSIP Number: 552676 10 8 ------------ Item 3 Not Applicable. Item 4(a) Amount Beneficially Owned: 4,554,273 shares Item 4(b) Percent of Class: 20.4% Item 4(c) Number of Shares as to Which Such Person Has: (i) Sole power to vote or direct the vote - 3,142,344 shares which includes 2,800,678 shares owned directly, and 341,666 shares issuable upon the exercise of stock options (exercisable within 60 days of March 26, 1999) granted to the reporting person under the Issuer's stock option plans. (ii) Shared power to vote or direct the vote - 1,411,929 shares, which includes 1,115 shares held of record by the reporting person's spouse as custodian for their children, 1,005,500 shares owned by the reporting person's spouse, and 405,314 shares which the reporting person may be deemed to beneficially own because the voting of these shares is controlled by CVentures, Inc., a corporation whose outstanding stock is owned by certain trusts of which the reporting person is a beneficiary. The reporting person also is a director and president of CVentures, Inc. (iii) Sole power to dispose or direct the disposition of - 3,142,344 shares, which includes 2,800,678 shares owned directly by the reporting person and 341,666 shares issuable upon the exercise of stock options (exercisable within 60 days of March 26, 1999) granted to the reporting person under the Issuer's stock option plans. CUSIP No. 552676 10 8 Page 4 of 5 (iv) Shared power to dispose or direct the disposition of - 1,505,961 shares, which includes the 1,411,929 shares described in response to Item 4(c)(ii) above and 94,032 shares owned by certain trusts which reserve to the reporting person a limited power of appointment allowing him to direct the trustee to gift all or any portion of the shares to any person other than the reporting person or a creditor. The reporting person disclaims beneficial ownership of the 94,032 shares. Item 5 Ownership of 5% or Less of a Class: Not Applicable. ---------------------------------- Item 6 Ownership of More than 5% on Behalf of Another Person: Not ----------------------------------------------------- Applicable. Item 7 Identification and Classification of the Subsidiary Which --------------------------------------------------------- Acquired the Securities Being Reported by the Parent Holding ------------------------------------------------------------ Company: Not Applicable. ------- Item 8 Identification and Classification of Members of the Group: --------------------------------------------------------- Not Applicable. Item 9 Notice of Dissolution of Group: Not Applicable. ------------------------------ Item 10 Certification: Not Applicable. ------------- CUSIP No. 552676 10 8 Page 5 of 5 SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 28, 1999 /s/ Larry A. Mizel Reporting Ownership ------------------ As of May 24, 1999 Larry A. Mizel -----END PRIVACY-ENHANCED MESSAGE-----